SEC Form 4 · accession 0001144204-15-066517
SQBG, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Al Gossett
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2015 | P | 8,751 | $9.73 | A | 215,487 | D | |
| Common StockF2 | Nov 16, 2015 | P | 16,249 | $10.09 | A | 231,736 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Sequential Brands Group, Inc. (the "Company"), any securityholder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.86 to $10.32, inclusive.