SEC Form 5 · accession 0001144204-15-006383
SQBG, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Sweedler
Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 5, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2014 | G | 40,000 | $0.00 | D | 393,019 | D | |
| Common StockF2 | holding | — | — | — | 59,165 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 7,619,178 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a bona fide gift to a 501(c)(3) charitable foundation.
- F2Consists of 59,165 shares of common stock, par value $0.001 per share (the "Common Stock") of Sequential Brands Group, Inc. (the "Company") held by Madcat II, LLC, of which Mr. Sweedler is the managing member. Mr. Sweedler disclaims beneficial ownership of the shares of Common Stock held by Madcat II, LLC, except to the extent of his pecuniary interest therein.
- F3Consists of (i) 6,628,572 shares of Common Stock held by TCP WR Acquisition, LLC, (ii) 733,333 shares of Common Stock held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of Common Stock held by TCP SQBG II, LLC. Mr. Sweedler is a managing member of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler disclaims beneficial ownership of such shares of Common Stock, except to the extent of his pecuniary interest therein.