SEC Form 4 · accession 0000791519-17-000034
STAPLES INC · SPLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Williams
Officer — Chief Legal Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791519
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | A | 16,189 | $0.00 | A | 88,407 | D | |
| Common Stock | Mar 7, 2017 | F | 5,337 | $8.78 | D | 83,070 | D | |
| Common StockF3 | Mar 8, 2017 | A | 21,392 | $0.00 | A | 104,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon settlement of 2014-2016 performance share awards.
- F2ESPP - Adjusted to reflect additional shares acquired through reporting person's participation in Staples Employee Stock Purchase Plan.
- F3Restricted Stock Unit vesting as follows: 1/3 vests on March 8, 2018; 1/3 vests on March 8, 2019; 1/3 vests on March 8, 2020.