SEC Form 4 · accession 0000791519-15-000060
STAPLES INC · SPLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine T Komola
Officer — Chief Financial Officer
Period of report
Jul 2, 2014
Accepted (ET)
Jul 6, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791519
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2015 | F | 2,261 | $15.55 | D | 6,892 | D | |
| Common Stock | Jul 2, 2014 | J | 801 | $0.00 | D | 6,091 | D | |
| Common Stock | Jul 2, 2014 | J | 801 | $0.00 | A | 83,133 | I | Christine T. Komola Trust |
| Common Stock | Jan 8, 2015 | J | 689 | $0.00 | D | 5,402 | D | |
| Common Stock | Jan 8, 2015 | J | 689 | $0.00 | A | 83,822 | I | Christine T. Komola Trust |
| Common Stock | Jul 2, 2015 | J | 5,402 | $0.00 | D | 0 | D | |
| Common Stock | Jul 2, 2015 | J | 5,402 | $0.00 | A | 89,224 | I | Christine T. Komola Trust |
| Common Stock | holding | — | — | — | 14,028 | I | John A. Komola Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Unit 401(k)F3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,386 | 1,386 | D |
| Phantom Stock Unit SERPF5,F4 | — | holding | — | — | — | — | — | Common Stock | 1,974 | 1,974 | D |
Explanation of responses
- F1ESPP - Adjusted to reflect additional shares acquired through reporting person's participation in Staples Employee Stock Purchase Plan.
- F2Transfer from a direct holding to an indirect holding.
- F3Phantom Stock Units are held in a 401k and are payable in cash following termination of employment. Number of underlying shares of common stock are based on July 2, 2015 account statement.
- F4See Table II, Column 2
- F5Phantom Stock Units are held in a SERP and are payable in cash following termination of employment. Number of underlying shares of common stock are based on July 2, 2015 account statement.