SEC Form 4 · accession 0001437749-15-013548
SIGMA DESIGNS INC · SIGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thinh Q Tran
Officer — President & CEO · Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 13, 2015 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 10, 2015 | A | 80,000 | $0.00 | A | 80,000 | D | |
| Common StockF2 | holding | — | — | — | 1,030,725 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs") that vest as to one quarter of the award on March 16, 2016 and in equal monthly installments over the next three years.
- F2Held by the Thinh Q. Tran & Hanh Nguyen TTEE Thinh Q. Tran Family Trust