SEC Form 4 · accession 0001437749-15-013547
SIGMA DESIGNS INC · SIGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elias Nader
Officer — Chief Financial Officer
Period of report
Jul 10, 2015
Accepted (ET)
Jul 13, 2015 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 10, 2015 | A | 27,000 | $0.00 | A | 89,878 | D | |
| Common StockF2 | Jul 13, 2015 | S | 15,000 | $10.93 | D | 74,878 | D | |
| Common StockF2 | Jul 13, 2015 | S | 14,191 | $10.93 | D | 60,687 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs") that vest as to one quarter of the award on March 16, 2016 and in equal monthly installments over the next three years.
- F2The reported sales were made pursuant to a Rule 10b5-1 trading plan. The price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $10.72 to $11.16 per share. Upon request by Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within the range.