SEC Form 4 · accession 0001437749-15-012409
SIGMA DESIGNS INC · SIGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thinh Q Tran
Officer — President & CEO · Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2015 | S | 50,000 | $10.98 | D | 1,080,725 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold by Thinh Q. Tran & Hanh Nguyen TTEE Thinh Q. Tran Family Trust (the "Trust"). The reported sales were made pursuant to a Rule 10b5-1 trading plan.
- F2The reporting person no longer has reportable beneficial interest in 19,000 shares of SIGM common stock owned by his children through trusts and previously included in the reporting person's ownership reports.