SEC Form 4/A · accession 0001140361-17-027372
SIGMA DESIGNS INC · SIGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value per shareF2,F1,F3 | Jul 3, 2017 | P | 243,327 | $5.8274 | A | 4,848,653 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Form 4 filed on July 5, 2017, incorrectly reported the weighted average price for the purchase of these shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") and the range of prices at which the Shares were purchased. The price reported in Column 4 is the correct weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.775 to $5.85, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
- F2These Shares of the Issuer were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
- F3Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.
Remarks
The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.