SEC Form 4 · accession 0001683168-17-001532
RadNet, Inc. · RDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Swartz
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790526
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 8, 2017 | A | 16,447 | A | — | — | Common Stock | 16,447 | 39,382 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of RDNT common stock and/or the cash equivalent of such share.
- F2The RSUs vest at the next annual stockholders' meeting in June 2018. Shares (and/or cash) will be delivered to the reporting person in exchange for vested RSUs on the earlier of (i) the reporting person's separation from service, death or disability, (ii) a change in control of RDNT, or (iii) June 8, 2022. The vesting of RSUs may also be accelerated under certain circumstances.