SEC Form 4 · accession 0001683168-17-000040
RadNet, Inc. · RDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman R Hames
Officer — Executive Vice President · Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2017 | A | 37,698 | — | A | 591,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $6.30 | Jan 6, 2017 | J | 37,698 | A | Jan 6, 2018 | Jan 6, 2027 | Common Stock | 37,698 | 76,825 | D |
Explanation of responses
- F1Issued in connection with retention of employment. Vests 1/3 on issuance and 1/3 on each anniversary thereafter.
- F2Issued in connection with retention of employment. Vests 1/3 on first anniversary and 1/3 on each anniversary thereafter.