SEC Form 4/A · accession 0001019687-16-004881
RadNet, Inc. · RDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Howard G Berger
Officer — President · Director
Period of report
Jun 29, 2015
Accepted (ET)
Jan 19, 2016 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F3 | Jun 29, 2015 | J | 5,133,114 | $0.00 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were held by HFB Enterprises, LLC. The reporting person was the co-manager of HFB Enterprises, LLC. The shares have been distributed to HFB Heirs' Family Trust, an irrevocable trust for Dr. Berger's children and the sole member of HFB Enterprises, LLC. The reporting person no longer has beneficial ownership over the shares.
- F2HFB Enterprises, LLC reported a gift transfer of 7,000 shares in March 2013, which was reflected on the Form 4 filed by the reporting person on February 17, 2015. It has since been discovered that the proposed gift transfer was never consummated. The number of shares reported reflects the number of shares transferred by HFB Enterprises, LLC to HFB Heirs' Family Trust, its sole member.
- F3The purpose of this amendment is to identify the sole member of HFB Enterprises, LLC in footnotes 1 and 2 above, and to remove the second line item on the original report, which erroneously indicated that the reporting person held 270,026 shares of Common Stock indirectly through a family trust. As of June 29, 2015, the reporting person does not beneficially own any shares in the issuer.