SEC Form 4 · accession 0001019687-16-004722
RadNet, Inc. · RDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Swartz
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2016 | M | 10,000 | — | A | 298,546 | D | |
| Common StockF1 | Jan 5, 2016 | F | 5,863 | — | D | 292,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $3.60 | Jan 5, 2016 | X | 10,000 | D | Mar 25, 2011 | Mar 25, 2016 | Common Stock | 10,000 | 75,000 | D |
Explanation of responses
- F1Shares were not sold in the open market. The shares were exchanged in connection with the exercise of a five year option expiring in March 2016. No proceeds were received by the reporting person.
- F2Acquired as part of annual director fee.