SEC Form 4 · accession 0001019687-16-004690
RadNet, Inc. · RDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Swartz
Director
Period of report
Jan 2, 2016
Accepted (ET)
Jan 4, 2016 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2016 | M | 25,000 | — | A | 290,223 | D | |
| Common StockF1 | Jan 2, 2016 | F | 11,974 | — | D | 278,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $2.96 | Jan 2, 2016 | X | 25,000 | D | Jan 2, 2011 | Jan 2, 2016 | Common Stock | 25,000 | 85,000 | D |
Explanation of responses
- F1Shares were not sold in the open market. The shares were exchanged in connection with the excercise of a five year option expiring in January 2015. No proceeds were received by the reporting person.
- F2Acquired as part of annual director fee.