SEC Form 4 · accession 0001690001-19-000018
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Stagliano
Officer — EVP President Retail Banking
Period of report
Feb 20, 2019
Accepted (ET)
Mar 6, 2019 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 52,048 | D | ||
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 5,553 | I | 401k | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 1,618 | I | NBT Bancorp ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Feb 20, 2019 | A | 1,270 | A | — | — | NBT Bancorp Inc. Common Stock | 1,270 | 11,433 | D |
Explanation of responses
- F1Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.