SEC Form 4 · accession 0001690001-18-000009
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia T Civil
Director
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | May 22, 2018 | A | 778 | $0.00 | A | 25,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $24.50 | holding | — | — | — | Dec 15, 2016 | Dec 15, 2024 | NBT Bancorp Inc. Common Stock | 2,130 | 2,130 | D |
| Non-Qualified Stock Option (right to buy)F2 | $25.92 | holding | — | — | — | Apr 8, 2018 | Apr 8, 2026 | NBT Bancorp Inc. Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.
- F2Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan reload grant vests 100% two years after date of its grant.