SEC Form 4 · accession 0001690001-18-000001
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Wadsworth
Director
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common Stock | Jan 25, 2018 | M | 1,625 | $22.5508 | A | 16,194 | D | |
| NBT Bancorp Inc. Common Stock | Jan 25, 2018 | S | 1,625 | $37.2012 | D | 14,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $22.5508 | Jan 25, 2018 | M | 1,625 | D | May 1, 2009 | May 1, 2018 | NBT Bancorp Inc. Common Stock | 1,625 | 0 | D |
Explanation of responses
- F1Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.