SEC Form 4 · accession 0001690001-17-000015
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Dietrich
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common Stock | Feb 6, 2017 | M | 3,300 | $28.01 | A | 126,506 | D | |
| NBT Bancorp Inc. Common Stock | Feb 6, 2017 | S | 3,300 | $40.3295 | D | 123,206 | D | |
| NBT Bancorp Inc. Common Stock | Feb 7, 2017 | M | 237 | $28.01 | A | 123,443 | D | |
| NBT Bancorp Inc. Common Stock | Feb 7, 2017 | S | 237 | $40.10 | D | 123,206 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 19,281 | I | 401k | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 340 | I | Custodian for Minor | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 10,732 | I | NBT Bancorp ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.01 | Feb 6, 2017 | M | 3,300 | D | Jan 31, 2017 | May 12, 2026 | NBT Bancorp Inc. Common Stock | 3,300 | 23,443 | D |
| Non-Qualified Stock Option (right to buy) | $28.01 | Feb 7, 2017 | M | 237 | D | Jan 31, 2017 | May 12, 2026 | NBT Bancorp Inc. Common Stock | 237 | 23,206 | D |