SEC Form 4 · accession 0001690001-17-000009
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Chewens
Officer — Sr EVP & CFO
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Jan 18, 2017 | S | 4,815 | $40.50 | D | 51,768 | D | |
| NBT Bancorp Inc. Common StockF2 | Jan 18, 2017 | A | 3,180 | $0.00 | A | 54,948 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 14,623 | I | 401k | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 3,923 | I | NBT Bancorp ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price is an average of 4,815 shares sold at prices between $40.39 and $40.69.
- F2Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.