SEC Form 4 · accession 0001611953-18-000021
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Dietrich
Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 27, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Mar 26, 2018 | G | 7,429 | $0.00 | D | 118,240 | D | |
| NBT Bancorp Inc. Common StockF2 | Mar 26, 2018 | A | 15,089 | $0.00 | A | 133,329 | D | |
| NBT Bancorp Inc. Common Stock | Mar 26, 2018 | F | 7,561 | $35.87 | D | 125,768 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares occurred on 01/17/2018.
- F2Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.