SEC Form 5 · accession 0001611953-18-000013
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Sheldon Prentice
Officer — EVP,General Counsel,Secretary
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Dec 31, 2017 | J | 70 | $0.00 | A | 1,552 | I | 401k |
| NBT Bancorp Inc. Common StockF2 | Dec 31, 2017 | J | 12 | $0.00 | A | 492 | I | NBT Bancorp ESOP |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 29,156 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased through dividend reinvestment from 1/1/2017 through 12/31/2017 through NBT Bancorp Inc. 401k Plan.
- F2Shares were purchased through dividend reinvestment from 1/1/2017 through 12/31/2017 through NBT Bancorp Inc. ESOP Plan.