SEC Form 4/A · accession 0001611953-17-000042
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew S Kowalczyk III
Director
Period of report
Oct 5, 2017
Accepted (ET)
Dec 5, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Oct 5, 2017 | A | 50 | A | — | — | NBT Bancorp Inc. Common Stock | 50 | 361 | D |
Explanation of responses
- F1Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
- F2This amendment is being filed to correctly report the number of phantom stock units acquired.