SEC Form 4 · accession 0001611953-17-000036
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
V Daniel Robinson II
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common Stock | Jul 27, 2017 | M | 500 | $22.5508 | A | 10,016 | D | |
| NBT Bancorp Inc. Common Stock | Jul 27, 2017 | M | 125 | $20.5242 | A | 10,141 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 637,558 | I | by Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.5242 | Jul 27, 2017 | M | 125 | D | Mar 1, 2009 | Mar 1, 2018 | NBT Bancorp Inc. Common Stock | 125 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $22.5508 | Jul 27, 2017 | M | 500 | D | May 1, 2009 | May 1, 2018 | NBT Bancorp Inc. Common Stock | 500 | 0 | D |