SEC Form 4 · accession 0001611953-17-000030
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Dietrich
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 9:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1,F2 | May 23, 2017 | A | 682 | $0.00 | A | 151,541 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 340 | I | Custodian for Minor |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.
- F230,340 shares were transferred by the insider from the 401k and ESOP to direct holdings.