SEC Form 4 · accession 0001611953-17-000019
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Sheldon Prentice
Officer — EVP,General Counsel,Secretary
Period of report
Mar 27, 2017
Accepted (ET)
Mar 28, 2017 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Mar 27, 2017 | A | 2,783 | $0.00 | A | 29,156 | D | |
| NBT Bancorp Inc. Common StockF2 | Mar 27, 2017 | J | 87 | $0.00 | A | 1,481 | I | 401k |
| NBT Bancorp Inc. Common StockF3 | Mar 27, 2017 | J | 14 | $0.00 | A | 480 | I | NBT Bancorp ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.
- F2Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. 401k Plan.
- F3Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. ESOP Plan.