SEC Form 4 · accession 0001611953-17-000014
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Dietrich
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Feb 10, 2017 | J | 203 | $0.00 | A | 123,409 | D | |
| NBT Bancorp Inc. Common Stock | Feb 10, 2017 | M | 23,206 | $28.01 | A | 146,615 | D | |
| NBT Bancorp Inc. Common Stock | Feb 10, 2017 | S | 23,206 | $39.9611 | D | 123,409 | D | |
| NBT Bancorp Inc. Common StockF2 | Feb 10, 2017 | J | 328 | $0.00 | A | 19,608 | I | 401k |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 340 | I | Custodian for Minor | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 10,732 | I | NBT Bancorp ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.01 | Feb 10, 2017 | M | 23,206 | D | Jan 31, 2017 | May 12, 2026 | NBT Bancorp Inc. Common Stock | 23,206 | 0 | D |
Explanation of responses
- F1Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.
- F2Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. 401k Plan.