SEC Form 4 · accession 0001611953-17-000008
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Chewens
Officer — Sr EVP & CFO
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Feb 1, 2017 | S | 14,810 | $40.599 | D | 0 | I | 401k |
| NBT Bancorp Inc. Common StockF2 | Feb 1, 2017 | S | 3,973 | $40.599 | D | 0 | I | NBT Bancorp ESOP |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 54,948 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale includes 187.503 shares purchased through dividend reinvestment from 1/1/2016 to 12/31/2016 from the NBT Bancorp Inc. 401k Plan.
- F2Sale includes 50.300 shares purchased through dividend reinvestment from 1/1/2016 to 12/31/2016 from the NBT Bancorp Inc. ESOP Plan.