SEC Form 4 · accession 0001611953-17-000007
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Dietrich
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common Stock | Jan 31, 2017 | F | 134 | $40.74 | D | 124,360 | D | |
| NBT Bancorp Inc. Common Stock | Jan 31, 2017 | F | 388 | $40.74 | D | 123,972 | D | |
| NBT Bancorp Inc. Common Stock | Jan 31, 2017 | F | 525 | $40.74 | D | 123,447 | D | |
| NBT Bancorp Inc. Common Stock | Jan 31, 2017 | F | 396 | $40.74 | D | 123,051 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 19,281 | I | 401k | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 340 | I | Custodian for Minor | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 10,732 | I | NBT Bancorp ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $26.67 | holding | — | — | — | Jan 31, 2017 | Sep 14, 2025 | NBT Bancorp Inc. Common Stock | 13,641 | 13,641 | D |
| Non-Qualified Stock Option (right to buy) | $28.01 | holding | — | — | — | Jan 31, 2017 | May 12, 2026 | NBT Bancorp Inc. Common Stock | 26,743 | 26,743 | D |
| Non-Qualified Stock Option (right to buy) | $29.97 | holding | — | — | — | Jan 31, 2017 | Jul 27, 2026 | NBT Bancorp Inc. Common Stock | 20,515 | 20,515 | D |