SEC Form 4 · accession 0001611953-16-000123
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Chewens
Officer — Sr EVP & CFO
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | May 3, 2016 | A | 10,000 | $0.00 | A | 61,960 | D | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 14,623 | I | 401k | |
| NBT Bancorp Inc. Common Stock | holding | — | — | — | 3,923 | I | NBT Bancorp ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The award is in the form of restricted stock units which represents a contingent right to receive one share of NBT Bancorp Inc. common stock for each stock unit awarded. The restricted stock units vest in full as of the third anniversary of the Grant Date and may not be settled in cash.