SEC Form 5 · accession 0001611953-15-000019
NBT BANCORP INC · NBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy E Delaney
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790359
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| NBT Bancorp Inc. Common StockF1 | Dec 31, 2014 | J | 79 | $0.00 | A | 50,831 | D | |
| NBT Bancorp Inc. Common StockF1 | Dec 31, 2014 | J | 0 | $0.00 | A | 262 | I | Spouse as custodian |
| NBT Bancorp Inc. Common StockF1 | Dec 31, 2014 | J | 9 | $0.00 | A | 271 | I | Spouse as custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.74 | holding | — | — | — | May 1, 2007 | May 1, 2016 | NBT Bancorp Inc. Common Stock | 500 | 500 | D |
| Non-Qualified Stock Option (right to buy) | $22.3842 | holding | — | — | — | Feb 13, 2007 | Feb 13, 2016 | NBT Bancorp Inc. Common Stock | 167 | 167 | D |
| Non-Qualified Stock Option (right to buy) | $22.4842 | holding | — | — | — | May 1, 2008 | May 1, 2017 | NBT Bancorp Inc. Common Stock | 500 | 500 | D |
| Non-Qualified Stock Option (right to buy) | $22.5508 | holding | — | — | — | May 1, 2009 | May 1, 2018 | NBT Bancorp Inc. Common Stock | 500 | 500 | D |
Explanation of responses
- F1Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2014 to 12/31/2014.