SEC Form 4 · accession 0000790070-16-000230
EMC CORP · EMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Brown
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 30,000 | $13.37 | A | 125,800 | D | |
| Common StockF1 | Mar 7, 2016 | F | 15,131 | $26.51 | D | 110,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right To Buy | $13.37 | Mar 7, 2016 | M | 30,000 | D | May 4, 2007 | May 4, 2016 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Shares withheld by EMC to satisfy the applicable exercise price upon exercise of options.