SEC Form 4 · accession 0000790070-15-000109
EMC CORP · EMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Tucci
Officer — Chairman, President and CEO · Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 700,000 | $14.49 | A | 2,681,943 | D | |
| Common StockF1 | Jun 3, 2015 | F | 528,061 | $27.05 | D | 2,153,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right To Buy | $14.49 | Jun 3, 2015 | M | 700,000 | D | Jul 22, 2006 | Jul 22, 2015 | Common Stock | 700,000 | 0 | D |
Explanation of responses
- F1Shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations.