SEC Form 4 · accession 0000790070-15-000107
EMC CORP · EMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David I Goulden
Officer — CEO, EMCII
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2015 | M | 77,000 | $14.49 | A | 1,086,753 | D | |
| Common StockF2 | May 29, 2015 | F | 58,675 | $26.34 | D | 1,028,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right To BuyF1 | $14.49 | May 29, 2015 | M | 77,000 | D | Jul 22, 2006 | Jul 22, 2015 | Common Stock | 77,000 | 0 | D |
Explanation of responses
- F1Exercise of 77,000 options pursuant to a domestic relations order.
- F2Shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations.