SEC Form 4 · accession 0000790070-15-000038
EMC CORP · EMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry L. You
Officer — EVP, Office of the Chairman
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | M | 6,281 | $20.47 | A | 199,130 | D | |
| Common Stock | Feb 4, 2015 | S | 6,281 | $26.99 | D | 192,849 | D | |
| Common Stock | Feb 4, 2015 | S | 16,152 | $26.99 | D | 176,697 | D | |
| Common StockF1 | Feb 5, 2015 | F | 3,630 | $0.00 | D | 173,067 | D | |
| Common Stock | holding | — | — | — | 83,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right To Buy | $20.47 | Feb 4, 2015 | M | 6,281 | D | Aug 3, 2011 | Aug 3, 2020 | Common Stock | 6,281 | 0 | D |
Explanation of responses
- F1Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.