SEC Form 4 · accession 0001628280-17-009271
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg A Ostrander
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | J | 209 | $95.61 | A | 4,459 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F2,F3 | — | Sep 12, 2017 | A | 292 | A | — | — | Common Stock | 292 | 8,040 | D |
| Restricted Stock UnitsF6,F2,F5 | — | holding | — | — | — | — | — | Common Stock | 0 | 18,604 | D |
Explanation of responses
- F1Received as part of annual retainer.
- F21 for 1.
- F3The deferred stock units are payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's stock at such time.
- F4Includes 7,178 deferred stock units reported previously and 570 dividends on deferred stock units.
- F5The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.
- F6Includes 17,195 restricted stock units reported previously and 1,409 dividends on restricted stock units.
Remarks
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