SEC Form 4 · accession 0001179110-17-008393
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Director
Period of report
Feb 23, 2017
Accepted (ET)
Jun 2, 2017 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 23, 2017 | G | 593 | $0.00 | D | 108,246 | I | See Footnote 3 |
| Common StockF1 | holding | — | — | — | 156,694 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 22,782 shares reclassified on February 23, 2017 as direct ownership from Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee and (ii) 27,825 shares transferred on March 20, 2017 to a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person is trustee.
- F2On February 23, 2017, 593 shares held in a Grantor Retained Annuity Trust of which the reporting person was trustee were distributed to the reporting person's child.
- F3Includes (i) 68,103 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 28,383 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, which includes 594 shares transferred from a Grantor Retained Annuity Trust on February 23, 2017.