SEC Form 4 · accession 0001179110-17-006942
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2017 | M | 12,860 | $73.08 | A | 56,262 | D | |
| Common StockF1 | May 8, 2017 | S | 12,860 | $104.67 | D | 43,402 | D | |
| Common StockF2 | May 8, 2017 | S | 7,000 | $104.32 | D | 36,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F5,F4 | $73.08 | May 8, 2017 | M | 12,860 | A | — | Feb 4, 2024 | Common Stock | 12,860 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $104.48 to $104.76. The price reported above reflects the weighted average sales price. Mr. Berlin hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $104.17 to $104.51. The price reported above reflects the weighted average sales price. Mr. Berlin hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F44,287 options exercisable on each of February 5, 2015 and February 5, 2016 and 4,286 options exercisable on February 5, 2017, cumulatively.
- F5The transaction is the exercise of a derivative security.