SEC Form 4 · accession 0001179110-17-006243
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Magalen C Webert
Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 26, 2017 | A | 18,736 | — | A | 94,323 | D | |
| Common StockF1,F4 | holding | — | — | — | 5,000 | I | See Footnote 4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F5,F6 | — | Apr 26, 2017 | A | 55 | A | — | — | Common Stock | 55 | 55 | D |
| Restricted Stock UnitsF1,F5,F7 | — | Apr 26, 2017 | C | 18,736 | D | — | — | Common Stock | 18,736 | 0 | D |
Explanation of responses
- F1On April 26, 2017, the reporting person notified the issuer of her retirement from the Board of the Directors of the issuer, effective immediately, in accordance with the issuer's eighteen year term limitation set for in the issuer's Statement of Corporate Governance Guidelines and Principles.
- F2Issuance of 18,736 shares of common stock of the issuer payable upon the reporting person's termination of service as a director of the issuer for previously issued restricted stock units.
- F3Not applicable.
- F4Shares owned by the reporting person's spouse. The reporting person disclaims ownership of these shares.
- F51 for 1.
- F6The deferred stock units are payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's stock at such time.
- F7The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.