SEC Form 4 · accession 0001179110-17-002612
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Roche
Officer — VP & Chief Financial Officer
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 10:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2017 | A | 9,522 | — | A | 9,522 | D | |
| Common StockF3,F2 | Feb 15, 2017 | A | 2,715 | — | A | 12,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF4,F5 | $105.03 | Feb 15, 2017 | A | 12,130 | A | — | Feb 14, 2027 | Common Stock | 12,130 | 12,130 | D |
Explanation of responses
- F1Grant of 9,522 restricted shares.
- F2Not applicable.
- F3Grant of 2,715 restricted shares.
- F4Right to buy.
- F54,043 options exercisable on each of February 15, 2018 and February 15, 2019 and 4,044 options exercisable on February 15, 2020, cumulatively.