SEC Form 4 · accession 0001179110-17-002098
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 8, 2017 | A | 3,015 | — | A | 43,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF4,F5 | $107.73 | Feb 8, 2017 | A | 13,035 | A | — | Feb 7, 2027 | Common Stock | 13,035 | 13,035 | D |
Explanation of responses
- F1Grant of 3,015 restricted shares.
- F2Not applicable.
- F3Includes 54 shares acquired in the issuer's defined contribution plan during the prior year.
- F4Right to buy.
- F54,345 options exercisable on each of February 8, 2018, February 8, 2019 and February 8, 2020, cumulatively.