SEC Form 4 · accession 0001179110-17-002034
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg A Ostrander
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 8, 2017 | A | 1,207 | A | — | — | Common Stock | 1,207 | 1,207 | D |
| Deferred Stock UnitsF2,F4 | — | Feb 8, 2017 | A | 88 | A | — | — | Common Stock | 88 | 88 | D |
Explanation of responses
- F1Includes 3 shares acquired in a dividend reinvestment plan during the prior year.
- F21 for 1.
- F3The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.
- F4The deferred stock units are payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's stock at such time.