SEC Form 4 · accession 0001179110-16-031458
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Altmeyer
Officer — President, CCM
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 29,275 | $38.31 | A | 210,565 | D | |
| Common StockF1 | Nov 10, 2016 | S | 29,275 | $111.13 | D | 181,290 | D | |
| Common Stock | Nov 10, 2016 | M | 22,230 | $49.56 | A | 203,520 | D | |
| Common StockF2 | Nov 10, 2016 | S | 22,230 | $111.39 | D | 181,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F6,F4 | $38.31 | Nov 10, 2016 | M | 29,275 | A | — | Feb 2, 2021 | Common Stock | 29,275 | 0 | D |
| Common Stock OptionsF3,F6,F5 | $49.56 | Nov 10, 2016 | M | 22,230 | A | — | Jan 31, 2022 | Common Stock | 22,230 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $111.00 to $111.23. The price reported above reflects the weighted average sales price. Mr. Altmeyer hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $111.23 to $111.93. The price reported above reflects the weighted average sales price. Mr. Altmeyer hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F49,758 options exercisable on each of February 3, 2012 and February 3, 2013 and 9,759 options exercisable on February 3, 2014, cumulatively.
- F57,410 options exercisable on each of February 1, 2013, February 1, 2014 and February 2, 2015, cumulatively.
- F6The transaction is the exercise of a derivative security.