SEC Form 4 · accession 0001179110-16-029650
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg A Ostrander
Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 7:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 13, 2016 | J | 175 | $99.97 | A | 4,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4 | — | Sep 13, 2016 | A | 259 | A | — | — | Common Stock | 259 | 259 | D |
Explanation of responses
- F1Received as part of annual retainer.
- F2Includes an additional 6 shares acquired in a dividend reinvestment plan.
- F31 for 1.
- F4The deferred stock units are payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's stock at such time.