SEC Form 4 · accession 0001179110-16-028374
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Selbach
Officer — V.P., Corporate Development
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | M | 15,485 | $18.57 | A | 67,112 | D | |
| Common StockF1 | Aug 5, 2016 | S | 15,485 | $105.35 | D | 51,627 | D | |
| Common Stock | Aug 5, 2016 | M | 7,445 | $34.21 | A | 59,072 | D | |
| Common StockF2 | Aug 5, 2016 | S | 7,445 | $105.63 | D | 51,627 | D | |
| Common Stock | Aug 5, 2016 | M | 7,225 | $38.31 | A | 58,852 | D | |
| Common StockF3 | Aug 5, 2016 | S | 7,225 | $105.78 | D | 51,627 | D | |
| Common Stock | Aug 5, 2016 | M | 5,930 | $49.56 | A | 57,557 | D | |
| Common StockF4 | Aug 5, 2016 | S | 5,930 | $105.96 | D | 51,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF5,F10,F6 | $18.57 | Aug 5, 2016 | M | 15,485 | A | — | Feb 3, 2019 | Common Stock | 15,485 | 0 | D |
| Common Stock OptionsF5,F10,F7 | $34.21 | Aug 5, 2016 | M | 7,445 | A | — | Feb 1, 2020 | Common Stock | 7,445 | 0 | D |
| Common Stock OptionsF5,F10,F8 | $38.31 | Aug 5, 2016 | M | 7,225 | A | — | Feb 2, 2021 | Common Stock | 7,225 | 0 | D |
| Common Stock OptionsF5,F10,F9 | $49.56 | Aug 5, 2016 | M | 5,930 | A | — | Jan 31, 2022 | Common Stock | 5,930 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $105.20 to $105.50. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F10The transaction is the exercise of a derivative security.
- F2This transaction was executed in multiple trades at prices ranging from $105.50 to $105.74. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $105.74 to $105.86. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $105.86 to $106.13. The price reported above reflects the weighted average sales price. Mr. Selbach hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F5Right to buy.
- F65,162 options exercisable each on February 4, 2010 and February 4, 2011, and 5,161 options exercisable on February 4, 2012, cumulatively.
- F72,482 options exercisable each on February 2, 2011 and February 2, 2012, and 2,481 options exercisable on February 2, 2013, cumulatively.
- F82,408 options exercisable each on February 3, 2012 and February 3, 2013, and 2,409 options exercisable on February 3, 2014, cumulatively.
- F91,977 options exercisable each on February 1, 2013 and February 1, 2014, and 1,976 options exercisable on February 1, 2015, cumulatively.