SEC Form 4 · accession 0001179110-16-025629
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P Zdimal
Officer — V.P., Business Development
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 5,955 | $38.31 | A | 29,090 | D | |
| Common StockF1 | May 26, 2016 | S | 5,955 | $103.97 | D | 23,135 | D | |
| Common Stock | May 26, 2016 | M | 4,560 | $49.56 | A | 27,695 | D | |
| Common StockF2 | May 26, 2016 | S | 4,560 | $104.20 | D | 23,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F6,F4 | $38.31 | May 26, 2016 | M | 5,955 | A | — | Feb 2, 2021 | Common Stock | 5,955 | 0 | D |
| Common Stock OptionsF3,F6,F5 | $49.56 | May 26, 2016 | M | 4,560 | A | — | Jan 31, 2022 | Common Stock | 4,560 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $103.83 to $104.07. The price reported above reflects the weighted average sales price. Mr. Zdimal hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $104.07 to $104.48. The price reported above reflects the weighted average sales price. Mr. Zdimal hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F41,985 options exercisable on each of February 3, 2012, February 3, 2013 and February 3, 2014, cumulatively.
- F51,520 options exercisable on each of February 1, 2013, February 1, 2014 and February 1, 2015, cumulatively.
- F6The transaction is the exercise of a derivative security.