SEC Form 4 · accession 0001179110-16-024376
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Officer — Executive Chairman · Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 67,133 | $18.57 | A | 214,750 | D | |
| Common StockF1 | May 11, 2016 | S | 67,133 | $102.89 | D | 147,617 | D | |
| Common StockF2 | holding | — | — | — | 132,076 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F5,F4 | $18.57 | May 11, 2016 | M | 67,133 | A | — | Feb 3, 2019 | Common Stock | 67,133 | 36,533 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $102.48 to $103.46. The price reported above reflects the weighted average sales price. Mr. Roberts hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Includes 120,910 shares held in Grantor Retained Annuity Trusts for the benefit of Mr. Roberts' children of which Mr. Roberts is Trustee and 11,166 shares held in trust for the benefit of Mr. Roberts' children of which Mr. Roberts' spouse is Trustee.
- F3Right to buy.
- F466,667 options exercisable on each of February 4, 2010 and February 4, 2011, and 66,666 options exercisable on February 4, 2012, cumulatively.
- F5The transaction is the exercise of a derivative security.