SEC Form 4 · accession 0001179110-16-023711
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 10:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 13,575 | $64.80 | A | 56,788 | D | |
| Common Stock | May 2, 2016 | S | 13,575 | $102.50 | D | 43,213 | D | |
| Common StockF1 | May 2, 2016 | S | 5,000 | $102.60 | D | 38,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F4,F3 | $64.80 | May 2, 2016 | M | 13,575 | A | — | Feb 5, 2023 | Common Stock | 13,575 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $102.50 to $102.75. The price reported above reflects the weighted average sales price. Mr. Berlin hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Right to buy.
- F34,525 options exercisable on each of February 6, 2014, February 6, 2015 and February 6, 2016, cumulatively.
- F4The transaction is the exercise of a derivative security.