SEC Form 4 · accession 0001179110-16-023709
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Altmeyer
Officer — President, CCM
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 24,791 | $34.21 | A | 206,081 | D | |
| Common StockF1 | May 2, 2016 | S | 24,791 | $102.46 | D | 181,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F4,F3 | $34.21 | May 2, 2016 | M | 24,791 | A | — | Feb 1, 2020 | Common Stock | 24,791 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $102.25 to $10.81. The price reported above reflects the weighted average sales price. Mr. Altmeyer hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Right to buy.
- F39,957 options exercisable on each of February 2, 2011 and February 2, 2012 and 9,956 options exercisable on February 2, 2013, cumulatively.
- F4The transaction is the exercise of a derivative security.