SEC Form 4 · accession 0001179110-16-023500
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Altmeyer
Officer — President, CCM
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | M | 47,145 | $18.57 | A | 228,435 | D | |
| Common StockF1 | Apr 28, 2016 | S | 47,145 | $104.58 | D | 181,290 | D | |
| Common Stock | Apr 28, 2016 | M | 5,079 | $34.21 | A | 186,369 | D | |
| Common StockF2 | Apr 28, 2016 | S | 5,079 | $105.19 | D | 181,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F6,F4 | $18.57 | Apr 28, 2016 | M | 47,145 | A | — | Feb 3, 2019 | Common Stock | 47,145 | 0 | D |
| Common Stock OptionsF3,F6,F5 | $34.21 | Apr 28, 2016 | M | 5,079 | A | — | Feb 1, 2020 | Common Stock | 5,079 | 24,791 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $104.00 to $104.99. The price reported above reflects the weighted average sales price. Mr. Altmeyer hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $104.99 to $105.39. The price reported above reflects the weighted average sales price. Mr. Altmeyer hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F420,715 options exercisable on each of February 4, 2010, February 4, 2011, and February 4, 2012, cumulatively.
- F59,957 options exercisable on each of February 2, 2011 and February 2, 2012 and 9,956 options exercisable on February 2, 2013, cumulatively.
- F6The transaction is the exercise of a derivative security.