SEC Form 4 · accession 0001179110-16-023488
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Ford
Officer — V.P., Chief Financial Officer
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | M | 3,743 | $34.21 | A | 112,556 | D | |
| Common StockF1 | Apr 28, 2016 | S | 3,743 | $102.71 | D | 108,813 | D | |
| Common Stock | Apr 28, 2016 | M | 2,648 | $38.31 | A | 111,461 | D | |
| Common StockF2 | Apr 28, 2016 | S | 2,648 | $102.76 | D | 108,813 | D | |
| Common Stock | Apr 28, 2016 | M | 10,509 | $38.31 | A | 119,322 | D | |
| Common StockF3 | Apr 28, 2016 | S | 10,509 | $104.06 | D | 108,813 | D | |
| Common Stock | Apr 28, 2016 | M | 7,668 | $38.31 | A | 116,481 | D | |
| Common StockF4 | Apr 28, 2016 | S | 7,668 | $105.08 | D | 108,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF5,F8,F6 | $34.21 | Apr 28, 2016 | M | 3,743 | A | — | Feb 1, 2020 | Common Stock | 3,743 | 0 | D |
| Common Stock OptionsF5,F8,F7 | $38.31 | Apr 28, 2016 | M | 20,825 | A | — | Feb 2, 2021 | Common Stock | 20,825 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $102.67 to $102.74. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $102.74 to $102.82. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $104.00 to $104.20. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4This transaction was executed in multiple trades at prices ranging from $105.00 to $105.43. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F5Right to buy.
- F67,083 options exercisable on each of February 2, 2011 and February 2, 2012, and 7,084 options exercisable on February 2, 2013, cumulatively.
- F76,942 options exercisable on each of February 3, 2012 and February 3, 2013, and 6,941 options exercisable on February 3, 2014, cumulatively.
- F8The transaction is the exercise of a derivative security.