SEC Form 4 · accession 0001179110-16-019061
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Christian Koch
Officer — CEO & President · Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 15,309 | $34.23 | A | 110,872 | D | |
| Common StockF1 | Feb 10, 2016 | S | 15,309 | $86.20 | D | 95,563 | D | |
| Common Stock | Feb 10, 2016 | M | 2,482 | $38.31 | A | 98,045 | D | |
| Common StockF2 | Feb 10, 2016 | S | 2,482 | $86.84 | D | 95,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F6,F4 | $34.23 | Feb 10, 2016 | M | 15,309 | A | — | Jan 31, 2018 | Common Stock | 15,309 | 0 | D |
| Common Stock OptionsF3,F6,F5 | $38.31 | Feb 10, 2016 | M | 2,482 | A | — | Feb 2, 2021 | Common Stock | 2,482 | 14,988 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $86.05 to $86.36. The price reported above reflects the weighted average sales price. Mr. Koch hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $86.36 to $87.03. The price reported above reflects the weighted average sales price. Mr. Koch hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F410,000 options exercisable on each of February 1, 2008, February 1, 2009 and February 1, 2010, cumulatively.
- F55,823 options exercisable on each of February 3, 2012 and February 3, 2013, 5,824 options exercisable on February 3, 2014, cumulatively.
- F6The transaction is the exercise of a derivative security.